VP AVP Specialist Sale Surveillance Private Banking
DBS Bank Ltd is a Singapore-based bank providing personal, SME, corporate, institutional, wealth management, financial markets, and digital banking services. Its clients include consumers, small and medium-sized businesses, corporations, and institutional customers.
About DBS Bank Ltd
DBS Bank Ltd provides banking products and services including accounts, cards, insurance, loans, investments, digital banking, payments, trade finance, foreign exchange, commodities, investment solutions, and derivatives clearing. Through its SME business, it supports businesses with financing, cash-flow management, online banking through DBS IDEAL, sustainability programmes, and business-growth initiatives. The bank serves personal customers, SMEs, corporate and institutional clients, and wealth-management customers across its regional markets.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will conduct surveillance reviews of wealth management advisory activities, monitor internal controls, update policies and procedures, identify weaknesses and root causes, drive remediation, coordinate with stakeholders, prepare management reporting, and deliver sales process training.
Requirements
- Degree
- At least 10 years of relevant experience in a private wealth environment
- Experience in risk and controls management internal audit or compliance
- Knowledge of Singapore regulatory requirements including MAS regulations Banking Act SFA and FAA
- Knowledge of Hong Kong regulatory requirements
- Familiarity with DIFC regulations
- Track record of independently identifying and resolving issues
- Strong ownership and accountability
- Ability to work with ambiguity and propose practical solutions
- Ability to prioritize make sound judgments and work in a fast-paced environment
- Strong stakeholder management and influencing skills
- Ability to work independently and as part of a team
- Meticulousness and analytical skills
- Excellent MS Word Excel and PowerPoint skills
- GenAI project experience MS Excel VBA macros and Tableau experience are advantageous
Responsibilities
- Monitor internal control processes and policy compliance
- Lead business and control process improvements
- Represent Sales Surveillance in cross-functional projects
- Conduct surveillance reviews of wealth management advisory activities
- Review update and implement policies procedures and control measures
- Identify control weaknesses and root causes
- Drive remediation with clear ownership and timelines
- Escalate material risks to management
- Liaise with Legal Compliance Internal Audit IT Operations Sales Support Training and Operational Risk
- Prepare management reporting on risks trends and required decisions
- Conduct sales process training
