Chief Compliance Officer Cash App Investing
Block, Inc. is a global financial-technology company building products for economic empowerment across payments, consumer finance, commerce, Bitcoin, music, and AI.
Maintainer signals as of 9/25/2026
Projects
About Block, Inc.
Block, Inc., formerly Square, Inc., operates the Square and Cash App ecosystems and current businesses including Afterpay, TIDAL, Bitkey, Proto, and Spiral. Its current Bitcoin ecosystem includes Cash App Bitcoin services, Bitkey self-custody wallet technology, Proto mining systems, and Spiral open-source Bitcoin initiatives. Block also develops open-source AI and collaboration projects including Goose, Buzz, and Berd.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will lead and mature the compliance program for a FINRA- and SEC-regulated investing business. You will oversee policies, controls, monitoring, reporting, governance, regulatory examinations, and compliance-team execution. You will advise product and business partners, manage regulatory risk, and provide leadership reporting on program maturity and remediation.
Requirements
- 10+ years of compliance experience.
- Deep knowledge of FINRA and SEC requirements for retail broker-dealers and digital investing platforms.
- Experience in senior compliance leadership roles.
- Experience managing regulatory examinations, inquiries, remediation plans, and regulator communications.
- Knowledge of supervisory controls, written supervisory procedures, communications review, complaints, books and records, regulatory filings, and product compliance.
- Experience advising cross-functional teams on regulated financial products.
- Ability to make risk-based decisions in ambiguous environments.
- Experience leading and developing compliance professionals.
- FINRA principal registration or ability to obtain required registrations promptly is preferred.
- Relevant securities registrations are preferred.
Responsibilities
- Lead the compliance program, including policies, controls, monitoring, testing, reporting, and governance.
- Maintain written supervisory procedures, supervisory controls, escalations, and operating processes.
- Advise product, engineering, operations, marketing, legal, and business leaders.
- Oversee broker-dealer compliance obligations and issue management.
- Lead or support regulatory examinations, inquiries, responses, remediation, and engagement.
- Partner on AML, suspicious-activity monitoring, investigations, fraud, and identity theft.
- Oversee compliance for third-party and outsourced functions.
- Develop reporting for senior leadership, governance forums, and the Board.
- Lead and develop the compliance team.
Benefits
- Remote work
- Medical insurance
- Flexible time off
- Retirement savings plans
- Modern family planning