VP Business Legal and Compliance
DBS Bank is a Singapore-headquartered bank serving personal, SME, corporate, wealth management, and institutional customers across 19 markets. It provides digital banking, financial markets, investment, lending, and other banking services.
About DBS Bank Ltd
DBS Bank is an Asia-focused banking group headquartered in Singapore. The bank offers personal and SME banking, corporate banking, private banking, global wealth management, financial markets, investment services, and digital banking products including digibank, IDEAL, and DBS Vickers Online. DBS also serves institutional and corporate clients and provides tokenised physical gold offerings for customers.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will promote compliance in Wealth Management by establishing and implementing policies and procedures that meet applicable laws, regulations, and rules. You will advise business units, support regulatory reviews, oversee controls, assist with product approvals, liaise with regulators, and provide compliance education and training.
Requirements
- Degree in Law, Finance, Accountancy, or a related discipline, or legal or accountancy professional qualifications
- 6–8 years of experience in compliance, legal, audit, banking, financial supervision, or relevant professional advisory work
- In-depth knowledge of banking and financial sector laws and regulations
- Compliance best practices knowledge
- Understanding of financial products and Wealth Management operations
- Ability to analyze issues and formulate recommendations
- Ability to communicate with management and frontline staff
- Ability to develop and coach staff
- Interpersonal and communication skills
- Writing ability
Responsibilities
- Liaise with senior business management on compliance issues and developments
- Provide practical compliance advice and escalate major regulatory matters
- Ensure compliance with applicable regulatory requirements
- Develop internal policies, procedures, and guidelines
- Communicate regulatory matters and monitor internal control systems
- Review and sign off new products, services, and businesses from a regulatory perspective
- Liaise with regulators on compliance matters
- Provide compliance education and training
- Oversee regulatory examinations, inspections, and investigations
Benefits
- Benefits package
