Compliance Senior Associate
Ondo helps institutions and individuals access traditional financial assets on blockchain through tokenized US Treasuries and investment products.
Funding history
Projects
About Ondo
Ondo brings traditional financial assets onchain through institutional-grade platforms and infrastructure. The protocol offers tokenized US Treasuries and investment products with daily yield distributions, while developing Ondo Chain, a Layer 1 blockchain optimized for real-world assets. Products include USDY for non-US investors and OUSG for qualified purchasers, supported by regulated custodians and audited smart contracts.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will support the regulatory compliance program through e-communication surveillance, due diligence, compliance checklists, policy maintenance, risk assessments, and governance administration. You will also prepare documentation for regulatory inquiries, examinations, audits, and committee meetings.
Requirements
- 5+ years of KYC, AML, or compliance operations experience in financial services or fintech
- Knowledge of AML/BSA requirements, risk-based customer due diligence, and OFAC sanctions compliance
- Ability to analyze compliance and business risk and implement risk-mitigation solutions
- Organizational skills and attention to detail
- Ability to manage multiple deadlines
- Written and verbal communication skills
- Preferred: 2+ years of compliance experience at a broker-dealer or registered investment adviser
Responsibilities
- Assist with e-communication archiving reviews
- Complete due diligence questionnaires and requests for proposals
- Complete recurring compliance checklists
- Maintain and update the compliance manual
- Prepare risk assessments, annual reviews, and vendor reviews
- Support responses and documentation for regulatory inquiries, examinations, and audits
- Maintain committee governance, including scheduling, materials, and meeting notes
Benefits
- Future token rights and/or equity
- Medical, vision, and dental benefits
- Flexible vacation policy
