AML Associate
NinjaTrader is a futures trading provider offering integrated desktop, web, and mobile trading platforms, futures brokerage services, single stock futures, market data, charting, simulation, education, and support. It serves retail, professional, new, and experienced active traders.
Funding history
Investors
About NinjaTrader
NinjaTrader provides futures brokerage and proprietary trading-platform services through NinjaTrader Group, LLC and its affiliates. Its offerings include access to global futures markets, single stock futures, desktop, web, and mobile trading platforms, charting and analysis tools, market data, simulated trading, risk-management features, customization through a C# development framework, education, livestreams, and customer support. NinjaTrader Clearing, LLC is a CFTC-registered futures commission merchant and NFA member serving retail and professional traders.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will oversee implementation and enforcement of the Anti-Money Laundering Program. You will review transactions and customer activity, investigate suspicious patterns and sanctions matches, perform due diligence, maintain surveillance controls and watchlists, manage regulatory reporting, update AML policies, and advise stakeholders on compliance matters.
Requirements
- 3–5 years of experience in an AML-related role
- In-depth knowledge of US BSA/AML laws and regulations
- Experience with modern case workflow systems
- BA or BS degree
- Writing, speaking, and organizational skills
- Experience with U.S. futures industry rules and regulations preferred
- Certified Fraud Examiner, ACAMS, or relevant industry certification highly desired
- Sanctions screening or operations experience preferred
Responsibilities
- Conduct AML assessments, transaction reviews, enhanced due diligence, and customer activity analysis
- Investigate potential sanctions, PEP, adverse-media, and internal-watchlist matches
- Conduct transaction-monitoring reviews and investigations
- Perform customer due diligence for new clients and periodic compliance reviews
- Enhance and maintain surveillance programs, internal controls, and watchlists
- Manage compliance reporting deadlines and submit documentation to the OCC, FinCEN, and OFAC
- Develop, update, and enforce AML policies, procedures, and internal controls
- Collaborate with stakeholders to identify and resolve compliance issues
- Oversee internal control systems for money-laundering and financial-crime risks
- Provide compliance guidance to customers and management
Benefits
- 401(k) plan with up to 3.5% company match
- 18 days of annual paid time off
- 7 paid holidays annually
- 20 additional flex remote days annually
- 5 company-wide office-optional weeks tied to major holidays
- 1 service day annually
- Paid parental bonding leave
- Health, vision, and dental coverage
- Life and disability insurance fully covered by NinjaTrader
