Compliance Oversight Officer

Skills

About the Role

You will perform second-line compliance quality assurance testing across onboarding, anti-money-laundering reviews, monitoring, and terminations. You will identify risks, coordinate remediation, develop oversight methods, deliver training, prepare compliance reporting, and advise on stronger procedures and controls.

Requirements

• 1–3 years of experience in second-line compliance, oversight, or internal or external audit
• Compliance risk identification and remediation planning
• Analytical thinking and problem-solving
• Written and verbal communication
• Project management
• Stakeholder management
• Experience working with business processes, procedures, and policies
• Authorization to work in the United States without new visa sponsorship

Responsibilities

• Execute second-line quality assurance testing across customer onboarding, anti-money-laundering reviews, ongoing monitoring, and terminations
• Identify critical risks and partner with first-line stakeholders on remediation
• Improve and execute quality assurance programs
• Develop quarterly compliance-program performance reporting
• Deliver oversight-methodology and control-adherence training
• Perform customer oversight reviews and assess mitigating controls
• Develop data-driven oversight solutions
• Execute annual compliance-governance initiatives
• Enhance controls for onboarding, due diligence, and ongoing monitoring
• Develop oversight methodology for first-line processes
• Advise on compliance-procedure enhancements

Benefits

• Equity through RSUs
• 401(k)
• Health insurance
• Dental insurance
• Vision insurance