Compliance Associate Onboarding
FalconX provides institutional access to digital asset markets through deep liquidity, financing solutions, and technology infrastructure for global institutions.
Funding history
About FalconX
FalconX operates an institutional prime brokerage serving hedge funds, asset managers, family offices, and financial institutions. The platform implements unified liquidity access across Multiple exchanges and OTC desks, providing spot trading, derivatives, custody, and financing solutions. FalconX enables clients to execute strategies with minimal slippage through proprietary technology and 24/7 market coverage.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will manage the onboarding and periodic refresh of corporate and institutional customers. You will conduct KYB and KYC due diligence, risk assessments, screening, enhanced due diligence, and escalations. You will maintain audit-ready records, advise business units on documentation requirements, contribute to reporting, and improve onboarding processes using technology.
Requirements
- 4–8 years of direct experience in KYB/KYC onboarding, corporate due diligence, and compliance operations
- Experience with international regulatory frameworks in the US, EU, and APAC
- Experience handling institutional customers, complex corporate ownership structures, UBO identification, and high-net-worth individuals
- Analytical skills, regulatory judgment, attention to detail, and written and verbal communication skills
- Knowledge of Sumsub or similar automated KYB/KYC identity-verification platforms
- Experience or exposure to digital asset or cryptocurrency compliance
Responsibilities
- Ensure prompt onboarding and periodic refreshes for corporate and institutional customers
- Perform KYB and KYC due diligence across US, EU, and APAC jurisdictions
- Review end-user onboarding with exchange partners
- Conduct customer risk assessments, adverse-media, sanctions, wallet, and enhanced due-diligence screening
- Escalate complex compliance issues to the Compliance Manager
- Maintain audit-ready customer and corporate legal documentation
- Advise Sales and business units on KYB and KYC documentation and regulatory requirements
- Create management information and metrics for internal and regulatory reporting
- Improve onboarding productivity and operational efficiency through process and technology enhancements
