Chief Compliance Officer

Skills

About the Role

You will lead the group-wide compliance function and manage the compliance team. You will design, operate, document, and evidence the compliance framework; translate regulations into practical controls; oversee AML/CTF and financial-crime controls; manage regulator interactions; assess and mitigate compliance risks; and advise stakeholders on regulatory matters and acceptable risk trade-offs.

Requirements

• At least 7 years of compliance experience.
• At least 3 years of team management experience.
• Experience managing multi-jurisdiction trading and AML/CTF frameworks, including customer due diligence, transaction monitoring, and suspicious activity reporting.
• Experience in senior roles at regulated financial institutions.
• Experience designing and implementing scalable compliance frameworks.

Responsibilities

• Design, operate, document, and evidence the group compliance framework.
• Maintain knowledge of applicable laws, regulations, licence conditions, and regulatory expectations.
• Translate regulatory requirements into commercially workable compliance requirements.
• Act as a senior point of contact for regulators and manage examinations, inspections, information requests, notifications, and filings.
• Oversee AML/CTF and anti-financial-crime controls, including customer due diligence, transaction monitoring, sanctions controls, suspicious activity reporting, and risk escalation.
• Manage compliance operations, quality assurance, and regulatory compliance activities.
• Design and build scalable compliance infrastructure.
• Identify, assess, and mitigate regulatory risks.
• Translate compliance strategy into projects, procedures, and team deliverables.
• Provide compliance advice on business initiatives, regulatory risks, controls, and risk trade-offs.
• Coach and develop the compliance team.

Benefits

• Equity
• Bonus