Compliance Manager
FNZ is a global wealth management platform provider.
Projects
About FNZ
FNZ describes itself as 'wealth's growth platform', providing a global, end-to-end wealth management platform that integrates modern technology, business operations, and investment operations within a regulated financial institution connected to a universe of investment products. The company serves banks, wealth managers, insurance companies, and asset managers, with over US$2.5 trillion in assets on platform and nearly 30 million end investors served through its clients. Its offerings span wealth management platforms, advisor tools and productivity solutions, asset management distribution, and trade and post-trade securities services, along with a data platform combining an Operational Data Store, Analytical Data Warehouse, and Aggregated Data Warehouse to power analytics, machine learning, and generative AI insights. FNZ has notable clients including Santander, Colonial First State (CFS), Vanguard, Aviva, and Swedbank, and in 2025 announced a global five-year strategic partnership with Microsoft to integrate Azure AI Foundry, Microsoft Fabric, GitHub Copilot, and Microsoft 365 Copilot across its platform and operations. FNZ is backed by major institutional shareholders including Caisse de dépôt et placement du Québec (CDPQ), CPP Investments, Generation Investment Management, and Motive Partners.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You oversee the compliance management framework within a regulated financial services environment. You maintain regulatory controls, execute risk-based monitoring, manage regulatory reporting and training, review conflicts of interest, oversee AML and financial crime controls, assess money laundering risks, investigate suspicious transactions, and advise employees on compliance requirements.
Requirements
- In-depth knowledge of the European financial services and regulatory framework
- Knowledge of MiFID II AML/CJA and CBI Regulations
- 5 to 10 years of senior-level experience in a regulated environment
- Working knowledge of MiFID or fund administrator operational processes
- Excellent communication relationship management and influencing skills
- Presentation skills and training or coaching experience
- Ability to explain the commercial benefits of compliance management
- Ability to build internal and external relationships
- Ability to analyse present and report risk information to senior stakeholders
Responsibilities
- Maintain regulatory controls and conduct obligations
- Execute annual risk-based compliance assessments and monitoring plans
- Complete accurate regulatory reporting
- Provide compliance training
- Identify and mitigate conflicts of interest
- Report compliance outcomes to senior leadership
- Review AML policies procedures and templates
- Review and sign off AML PEP and sanctions checks
- Assess money laundering risks
- Monitor regulatory changes
- Investigate suspicious transaction reports
- Provide AML PEP and sanctions consultancy
- Monitor financial crime controls
