Brokerage Operations Manager
Alpaca is a brokerage infrastructure company providing developer APIs for stocks, options, fixed income, and crypto trading, plus tokenization infrastructure for TradFi–DeFi markets.
Funding history
Investors
About Alpaca
Alpaca provides API-first brokerage infrastructure for fintechs, institutions, algorithmic traders, and developers. Its offerings include Broker API, Trading API, market data, self-clearing brokerage services, crypto services, and the Instant Tokenization Network for in-kind minting and redemption of tokenized assets.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will monitor customer activity in near real time to manage margin and options exposure. You will review daily reports and act on exceptions, process margin calls in compliance with Regulation T and FINRA Rule 4210, and execute option expiration processes while mitigating risk. You will review fraud alerts, drive process improvements, support customers, and handle ad hoc duties and projects as needed.
Requirements
- Series 7 and 63 required, series 4 preferred or ability to obtain within three months of employment
- 3+ years of brokerage operations experience
- Strong attention to detail, accuracy and reliability with the ability to thrive in a fast-paced environment
- Experience with FINRA, OCC regulations and systems
- Ability to work effectively and supportively within a team environment, and the ability to work independently
- Ability to adapt to a changing business and regulatory environment
- Enjoys challenges and taking ownership of new responsibilities
Responsibilities
- Monitor customer activity in near-real-time to manage trading exposure in margin and options
- Review daily reports and act on exceptions
- Process margin calls in compliance with Regulation T and FINRA Rule 4210
- Execute option expiration processes and mitigate option risk
- Provide customer service
- Drive process improvements and efficiencies
- Review fraud alerts daily
- Perform ad hoc duties and projects as assigned
Benefits
- Stock options
- Health benefits
- One-time home-office setup: USD 500
- Monthly stipend: USD 150 per month via Brex Card