Vice President Brokerage Risk
Fidelity Investments is a privately held, Boston-headquartered financial services company providing investing, trading, retirement, wealth management, brokerage, workplace benefits, custody and clearing, and digital-asset services.
About Fidelity Investments
Fidelity serves individual investors, employers, wealth-management firms, institutions, innovators, and charitable donors through diversified financial-services businesses. Current offerings include brokerage and trading, mutual funds and exchange-traded products, retirement and workplace savings, financial planning and advice, wealth management, institutional custody and clearing, and crypto/digital-asset products.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will advise senior leaders on operational risks and mitigation strategies, lead risk identification and monitoring, and support governance forums. You will analyze emerging risks, investigate incidents, guide corrective actions, and advise on brokerage products, services, and strategic initiatives.
Requirements
- Bachelor’s degree.
- Ten or more years of risk, compliance, legal, or audit experience in complex financial services institutions.
- Experience with brokerage products, services, operations, or client service operations and regulatory requirements.
- Experience independently delivering the stated role expectations.
- Presentation, reporting, judgment, and analytical skills.
- MBA, Juris Doctor, or other master’s degree preferred.
- Digital asset and cryptocurrency familiarity preferred.
- Archer GRC experience preferred.
Responsibilities
- Advise senior leadership on operational risks and mitigation strategies.
- Lead a team that identifies, assesses, and monitors risk.
- Participate in risk governance forums and committees.
- Identify operational risks and remediation action plans.
- Develop and track key risk indicators.
- Advise on new business offerings and key initiatives.
- Analyze data to identify emerging risk trends.
- Investigate incidents, determine root causes, and advise corrective actions.
- Build relationships with business leaders and cross-functional partners.