Senior Manager Asset Management Compliance Alternatives Manager Oversight
Fidelity Investments is a privately held, Boston-headquartered financial services company providing investing, trading, retirement, wealth management, brokerage, workplace benefits, custody and clearing, and digital-asset services.
Maintainer signals as of 9/25/2026
About Fidelity Investments
Fidelity serves individual investors, employers, wealth-management firms, institutions, innovators, and charitable donors through diversified financial-services businesses. Current offerings include brokerage and trading, mutual funds and exchange-traded products, retirement and workplace savings, financial planning and advice, wealth management, institutional custody and clearing, and crypto/digital-asset products.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will conduct operational due diligence of third-party alternative fund managers, assess compliance controls and regulatory changes, identify process improvements, and partner with business stakeholders. You will support oversight through due diligence questionnaires, check-ins, onsite visits, and reporting to compliance leaders and governing bodies.
Requirements
- Bachelor's degree or equivalent
- Five or more years of compliance, risk, or regulatory experience in financial services
- Understanding of federal securities laws, including the Investment Advisers Act of 1940
- Experience supporting alternative investment products or private funds is preferred
- Analytical, problem-solving, organizational, written, verbal, and interpersonal communication skills
- Some travel is required
- No immigration sponsorship is available
Responsibilities
- Conduct operational due diligence of third-party fund managers
- Assess compliance controls, regulatory changes, and improvement opportunities
- Support compliance oversight for alternative investment products
- Build partnerships with business stakeholders
- Complete due diligence questionnaires and periodic check-ins
- Conduct onsite visits
- Report to chief compliance officers, steering committees, and boards
- Identify process improvements through technology solutions
Benefits
- Comprehensive health care coverage
- Emotional well-being support
- Retirement benefits
- Paid time off
- Parental leave
- Charitable giving employee match program
- Student loan repayment
- Tuition reimbursement
- Learning resources
