Senior Compliance Advisor
Fidelity Investments is a privately held, Boston-headquartered financial services company providing investing, trading, retirement, wealth management, brokerage, workplace benefits, custody and clearing, and digital-asset services.
Maintainer signals as of 9/25/2026
About Fidelity Investments
Fidelity serves individual investors, employers, wealth-management firms, institutions, innovators, and charitable donors through diversified financial-services businesses. Current offerings include brokerage and trading, mutual funds and exchange-traded products, retirement and workplace savings, financial planning and advice, wealth management, institutional custody and clearing, and crypto/digital-asset products.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will support marketing, product, distribution, custody, clearing, and platform teams on compliance matters. You will monitor regulatory developments, provide guidance, develop disclosures, policies, and procedures, and participate in marketing campaigns, social-media engagement, and product launches.
Requirements
- Bachelor's degree
- 5+ years of financial-services experience
- Knowledge of FINRA 2210, SEC and investment adviser marketing rules, NFA/CFTC, and MSRB rules
- Understanding of intermediary or institutional distribution channels or products
- Excel experience
- PowerPoint experience
- Written and oral communication skills
Responsibilities
- Support business teams on compliance matters
- Monitor the regulatory environment
- Advise and guide internal partners
- Develop compliance disclosures, policies, and procedures
- Engage in marketing campaigns, social-media engagement, and product launches
- Assist business teams in maintaining compliance with regulatory standards for public communications and sales training