Manager Regulatory Reporting Operations
Fidelity Investments is a privately held, Boston-headquartered financial services company providing investing, trading, retirement, wealth management, brokerage, workplace benefits, custody and clearing, and digital-asset services.
Maintainer signals as of 9/25/2026
About Fidelity Investments
Fidelity serves individual investors, employers, wealth-management firms, institutions, innovators, and charitable donors through diversified financial-services businesses. Current offerings include brokerage and trading, mutual funds and exchange-traded products, retirement and workplace savings, financial planning and advice, wealth management, institutional custody and clearing, and crypto/digital-asset products.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will ensure the integrity of trade and position reporting submitted to regulators. You will analyze reporting data and discrepancies, work with trading, operations, compliance, and technology partners, implement regulatory changes, and support regulatory inquiries, audits, and system projects.
Requirements
- Experience with broker-dealer trade and position reporting requirements, including SEC Rules 605, 606, and 613 CAT, MSRB, TRACE, and ACT.
- Working knowledge of broker-dealer customer and account information systems preferred.
- Working knowledge of SQL and Snowflake or Oracle databases preferred.
- Understanding of complex order-routing flows and downstream systems.
- Series 7 license within 6 months of hire.
- Microsoft Excel and PowerPoint skills.
- Written and verbal communication skills.
- Time management and prioritization skills.
- Ability to analyze complex issues, develop solutions, and drive resolution.
- Ability to lead or participate in projects.
Responsibilities
- Ensure the integrity of trade and position reporting submitted to regulators.
- Act as an interface between trading desks, operations, compliance, systems development teams, and business partners.
- Analyze reporting data and resolve issues and discrepancies.
- Develop reconciliation methods to identify data discrepancies across reporting platforms.
- Advise internal and external partners on regulatory reporting requirements and rule changes.
- Support compliance responses to regulatory inquiries, audits, and exams.
- Support regulatory reporting technology projects by documenting user requirements, test plans, and post-production validation.
Benefits
- Comprehensive health care coverage.
- Emotional well-being support.
- Retirement benefits.
- Paid time off.
- Parental leave.
- Charitable giving employee match program.
- Student loan repayment.
- Tuition reimbursement.