Due Diligence Analyst - Americas
Alpaca is a brokerage infrastructure company providing developer APIs for stocks, options, fixed income, and crypto trading, plus tokenization infrastructure for TradFi–DeFi markets.
Funding history
Investors
About Alpaca
Alpaca provides API-first brokerage infrastructure for fintechs, institutions, algorithmic traders, and developers. Its offerings include Broker API, Trading API, market data, self-clearing brokerage services, crypto services, and the Instant Tokenization Network for in-kind minting and redemption of tokenized assets.
Skills
About the Role
You will support due diligence reviews of new and existing partners, communicate with partners globally about requirements, and run KYC, KYB, enhanced due diligence and risk assessments. You will review documentation, track onboarding progress, work with internal teams and maintain accurate records.
Requirements
- 2–3+ years in risk management, third-party risk, compliance, AML or financial crime
- Comfort working with international partners
- Strong analytical skills
- Project management and prioritization skills
- Excellent written and verbal communication
- Bachelor's degree in Finance, Business, Economics, Risk Management, Criminal Justice, International Relations or related field
Responsibilities
- Support due diligence reviews for partners and vendors
- Communicate with partners about requirements and timelines
- Conduct third-party risk management processes including KYC, KYB and enhanced due diligence
- Review partner documentation for completeness and risk indicators
- Track onboarding progress and follow up on outstanding items
- Respond to partner questions and escalate as needed
- Work with Operations, Compliance, AML, Legal, Product and Project Management
- Identify process gaps and improve onboarding
- Maintain records of diligence reviews and decisions
Benefits
- Stock options
- Health benefits
- One-time USD $500 home-office setup
- Monthly stipend of USD $150 via a Brex Card
