Director, AI Compliance
Robinhood helps users invest in stocks, ETFs, options, and cryptocurrencies through commission-free trading with no minimum account requirements.
Funding history
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About Robinhood
Robinhood helps retail investors access financial markets through commission-free trading of stocks, ETFs, options, and cryptocurrencies. With it, users can invest with no account minimums, earn rewards through retirement accounts with matching contributions, and access advanced trading tools. Robinhood democratizes investing by making financial markets accessible to everyone, not just wealthy investors.
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About the Role
You will own and build a cross-company AI compliance program, including policies, governance, testing and risk assessment for AI use cases such as generative and agentic AI. You'll maintain an AI inventory, evaluate new tools, support model validation, monitor regulation, advise on audits and exams, present to senior leadership and boards, and train employees on responsible AI.
Requirements
- Bachelor's degree or equivalent experience in a related field
- 7+ years in Compliance, Legal, Model Risk Management, or Regulatory Tech Advisory, including 3+ years in regulated financial services, fintech or broker-dealer
- Demonstrated experience in AI compliance or AI governance
- Working knowledge of financial services regulation applied to technology
- Excellent analytical skills and sound risk-based judgment
- Experience drafting and implementing policies, procedures and standards
- Technical understanding of AI technologies including machine learning and LLMs
- Familiarity with Model Validation concepts
- Knowledge of Responsible AI policy, governance and frameworks
- Strong interpersonal skills and ability to influence senior leaders
Responsibilities
- Own and build a cross-company AI compliance program with policies, procedures, oversight, testing and governance
- Maintain a risk assessment and mitigation program for AI use cases including generative and agentic AI
- Maintain an enterprise inventory of AI use cases, models and third-party tools with risk-tiering
- Evaluate and categorize new AI tools and use cases
- Implement Model Validation for AI programs with partners
- Ensure processes for AI regulatory compliance with Legal, Privacy, Risk, Engineering and Security
- Monitor emerging global AI regulations and trends
- Provide regulatory advice and support audits and exams
- Support Legal and Compliance teams in adopting AI responsibly
- Present to senior leadership and boards on AI usage, risk and compliance
- Deliver training on AI ethics, compliance and responsible AI
Benefits
- Bonus programs
- Equity ownership
- 401(k) matching
- 100% paid health insurance for employees with 90% coverage for dependents
- Robinhood Employee Fund access for eligible US employees
- Access to AI tools and AI skill-building
- Lifestyle wallet
- Employer-paid life and disability insurance
- Fertility benefits
- Mental health benefits
- Company holidays, paid time off, sick time, parental leave
- Catered meals, events and comfortable workspaces
