Compliance Technology Associate
Polymarket is a decentralized information markets platform that lets users bet on the outcome of real-world events.
About Polymarket
Polymarket is an information markets platform where users can trade on the outcomes of various events, leveraging the power of free markets to forecast the future. It provides a mechanism for users to bet on real-world events and earn money based on the outcomes.
Skills
About the Role
You will own the day-to-day execution of system safeguards compliance programs. You will maintain compliance documentation, coordinate testing and audits, manage regulatory filings, track remediation, and translate regulatory requirements into clear requests for technical stakeholders. You will also support regulatory examinations and monitor relevant regulatory developments.
Requirements
- Direct experience with CFTC regulatory compliance and registered DCM and DCO filing and documentation requirements.
- Working knowledge of CFTC Regulations 38.1051 and 39.18.
- Ability to own compliance workflows end-to-end, including audits, gap analyses, and remediation tracking.
- Strong written skills for compliance documentation and regulatory filings.
- Ability to communicate regulatory requirements clearly to engineering and product teams.
- Comfort working in a fast-moving environment with shifting priorities and tight timelines.
- Prior experience working at a DCM or DCO is preferred.
- Experience coordinating third-party system safeguards audits and CFTC correspondence related to audit findings is preferred.
Responsibilities
- Draft, update, and version-control compliance policies, procedures, and self-certification filings related to system safeguards and electronic trading controls.
- Maintain documentation required under CFTC Regulations 38.1051 and 39.18.
- Track penetration testing, vulnerability testing, and controls testing schedules.
- Coordinate with engineering to complete tests and document findings with remediation plans.
- Coordinate annual and special system safeguards reviews and audits conducted by independent third parties.
- Act as the primary liaison between Compliance and Technology teams for safeguards documentation.
- Support responses to CFTC examinations, inquiries, and requests for information related to technology and system safeguards.
- Monitor CFTC regulatory developments related to technology and system safeguards requirements.
Benefits
- Equity
- Unlimited PTO
- Health coverage
- Vision coverage
- Dental coverage
- 401k match
- Hardware setup including a new MacBook Pro, display, and accessories
