Compliance Monitoring Officer
NAGA is a social trading and fintech platform operated by NAGA Capital Ltd and part of The NAGA Group AG. It provides web and mobile trading tools, copy trading, and access to CFDs across stocks, forex, indices, commodities, ETFs, bonds, and crypto.
Funding
Investors
About NAGA
NAGA is a trading platform combining social-network features with access to more than 4,000 tradable assets. Its NAGA Trader web and mobile applications offer CFDs on stocks, forex, indices, commodities, ETFs, bonds, and crypto, alongside charting, market-analysis tools, educational resources, risk-management orders, and TradingView and Trading Central integrations. Its Autocopy feature enables users to follow and copy other traders’ activity. The site identifies NAGA Capital Ltd as the website operator and states that NAGA is a trademark of publicly listed German fintech company The NAGA Group AG.
Skills
About the Role
You will review client communications and marketing materials for alignment with regulatory standards. You will provide feedback on findings, report recommendations to compliance leadership, and support compliance reporting, audits, and training activities.
Requirements
- 1–2 years of relevant experience.
- Maintain accuracy in documentation and record-keeping.
- Work independently and manage multiple priorities.
- Understand regulatory requirements and compliance principles.
- CySEC Advanced certification is an advantage.
Responsibilities
- Review client communications and marketing materials for alignment with regulatory standards.
- Provide feedback based on review findings.
- Report key findings and recommendations to the Compliance Manager and senior management.
- Support compliance tasks, reporting, audits, and training.
