Compliance Officer
TMGM (Trademax Global Limited / Trademax Australia Limited) is an online CFD and forex broker offering trading in Forex, Precious Metals, Cryptocurrencies, Oil, Shares and Indices. It serves retail investors globally, providing platforms like MetaTrader 4/5 and its own TMGM app, with competitive spreads, high leverage, and various account types including cent accounts.
About TMGM
TMGM is a global online trading broker operating under Trademax Australia Limited (regulated by ASIC, AFSL no. 436416, based in Sydney, NSW, Australia) and Trademax Global Limited. The company offers CFD trading across six asset classes—Forex, Precious Metals, Cryptocurrencies, Oil, Shares, and Indices—via industry-standard platforms such as MetaTrader 4 and MetaTrader 5, as well as its own TMGM mobile app. It serves retail traders and investors in over 150 countries (excluding the US, Malaysia and Thailand), offering features like tight spreads from 0.0 pips, leverage up to 1:1000, minimum deposits as low as $15-$100, fast execution, segregated client funds, and multiple funding options with no fees. TMGM also provides educational resources including a trading academy, webinars, market news and analysis, and runs promotions such as trading competitions, referral bonuses, and cashback programs. The company has sponsorship partnerships with Chelsea FC and the Brooklyn Nets, and has received numerous industry awards for broker services, trading platforms, and customer support across the Asia-Pacific region.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
Work with the Chief Compliance Officer, internal departments, headquarters, and external partners to support compliance efforts and regulatory alignment for a licensed financial services provider.
Requirements
- Good knowledge of financial services regulations and corporate governance requirements.
- Prior experience in compliance, legal practice, or financial services is preferred.
- Excellent drafting, communication, and interpersonal skills.
- Strong organizational skills and attention to detail.
- Ability to manage multiple tasks in a cross-border and multicultural environment.
- Ability to work independently, follow instructions, and meet deadlines.
Responsibilities
- Coordinate corporate secretarial and compliance obligations with local agents, service providers, and regulatory authorities.
- Prepare, review, and file statutory forms, resolutions, meeting minutes, and corporate documentation.
- Maintain corporate records, registers, and compliance documentation.
- Monitor filing deadlines and ensure timely regulatory submissions.
- Liaise with internal departments to support operational compliance requirements.
- Support compliance frameworks, policies, procedures, internal controls, and compliance projects.
- Provide company documents and compliance information to stakeholders.
- Support governance standards and regulatory compliance across jurisdictions.
- Visit service providers, regulators, or government offices occasionally as required.
Benefits
- Performance-based bonuses
- Health and wellness benefits
- Flexible working arrangements
- Career growth and development opportunities
- Collaborative and inclusive work environment
