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Compliance Associate Market Surveillance

2 weeks agoSeniorSalary: 111K - 140KNew York, USALegalJobs by FalconX
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FalconX

FalconX provides institutional access to digital asset markets through deep liquidity, financing solutions, and technology infrastructure for global institutions.

Series D0 current maintainers0 active leadsTeam intelligence

Maintainer signals as of 8/20/2026

Level G (Office 1/1191), Quantum House, 75, Abate Rigord Street, Ta' Xbiex XBX 1120, Malta
About FalconX

FalconX operates an institutional prime brokerage serving hedge funds, asset managers, family offices, and financial institutions. The platform implements unified liquidity access across Multiple exchanges and OTC desks, providing spot trading, derivatives, custody, and financing solutions. FalconX enables clients to execute strategies with minimal slippage through proprietary technology and 24/7 market coverage.

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Skills

Candidate Availability

Required and preferred rules are kept separate and reflect the wording in the original posting.

About the Role

You will investigate trade surveillance alerts across digital asset markets, conduct token and asset due diligence, identify manipulation and market abuse, use AI-assisted surveillance tools, improve detection workflows with engineering and data teams, maintain regulatory alignment, support audits, and prepare investigation metrics and reports.

Requirements

  • Bachelor’s degree in Finance, Economics, Data Science, Criminology, Law, or a related field
  • 3–5 years of direct trade surveillance or market abuse investigation experience
  • Experience with surveillance platforms, transaction monitoring systems, and data analysis tools
  • Experience with AI-assisted investigation workflows
  • Ability to reconstruct trading sequences and identify coordinated activity
  • Strong attention to detail
  • Clear verbal and written communication

Responsibilities

  • Review, investigate, and disposition trade surveillance alerts
  • Analyze trading activity across order books, venues, and counterparties
  • Identify manipulative patterns and coordinated trading schemes
  • Prepare investigative narratives with supporting evidence
  • Conduct token and digital asset due diligence
  • Monitor listed assets for material changes and risk indicators
  • Contribute to market integrity risk scoring frameworks
  • Use AI-assisted surveillance tools to investigate alerts
  • Partner with engineering and data teams on surveillance tooling
  • Maintain knowledge of market abuse regulations
  • Update surveillance procedures and detection playbooks
  • Gather documentation for audits and examinations
  • Maintain audit-ready investigation records
  • Compile alert and investigation metrics

Benefits

  • Performance-linked bonus
  • Equity
  • Competitive benefits package