Compliance Associate/Manager - Digital Asset Exchange Operations
Fusang operates a regulated digital securities and digital asset exchange connecting private markets with blockchain-based assets.
About Fusang
Fusang is a fully licensed digital asset and securities platform focused on institutional access to private markets and digital assets. Its services include tokenising traditional assets, listing and trading digital securities and cryptocurrencies, facilitating clearing and settlement, custody, fund management, money broking, and depository receipts. Fusang also offers fintech-in-a-box services for entrepreneurs building digital exchanges and applications, with regulatory, AML, and KYC support. Its primary clients include brokers, family offices, listing sponsors, issuers, regulated trading agents, and other financial institutions.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
The role oversees compliance with regulatory requirements for a digital asset exchange, including AML, KYC, suspicious transaction reporting, licensing, internal controls, client due diligence, transaction monitoring, regulatory reporting, audits, training, and regulatory change management.
Requirements
- Bachelor's degree in Finance, Business, Law, or a related field.
- 3-8 years of compliance experience in financial services, banking, brokerage, or crypto industries.
- Experience with Malaysia and Hong Kong regulatory jurisdictions.
- Knowledge of AML, KYC, STR, FATCA, CRS, FATF, Travel Rule, digital assets, blockchain, and capital markets.
- Proficiency in written and spoken English.
- Detail-oriented, proactive, and able to multitask in a fast-paced environment.
- Strong analytical, problem-solving, and communication skills.
- Preference for candidates based in Malaysia.
Responsibilities
- Oversee compliance with AML, KYC, STR, licensing, reporting, and internal control requirements.
- Develop, implement, and maintain compliance policies, procedures, and manuals.
- Review client onboarding and due diligence processes and monitor ongoing compliance.
- Liaise with regulatory authorities and respond to inquiries, audits, and inspections.
- Monitor transactions, investigate suspicious activities, and prepare reports.
- Provide compliance training to staff.
- Collaborate with operations, technology, finance, and other departments.
- Monitor internal and external risk exposures.
- Advise management on regulatory changes and their impact.
- Support ad-hoc regulatory projects and initiatives.