Senior Compliance Manager, Derivatives Trade Reporting

Skills

About the Role

You will build and run the global derivatives trade and transaction reporting function. You will interpret reporting rules across regimes, own reporting scoping and eligibility, monitor submissions, investigate breaks, define the data specification, build the control framework, manage vendor relationships, escalate material issues, and lead a small team.

Requirements

• Degree in finance, economics, law, data science or computer science, or equivalent qualification
• 7+ years in trade, transaction or regulatory reporting
• Deep knowledge of at least two regimes: CFTC, MiFIR, EMIR, UK MiFIR, UK EMIR, ASIC
• Understanding of derivatives trade lifecycles
• Ability to interrogate large datasets; SQL highly desirable
• Experience building reporting frameworks
• Sound judgment to escalate and lead delivery across teams
• Experience with digital asset derivatives

Responsibilities

• Interpret and apply derivatives and transaction reporting rules across CFTC Part 45, MiFIR, EMIR, UK MiFIR, UK EMIR and ASIC
• Own entity, product and transaction-level reporting scoping and eligibility
• Oversee daily reporting process and monitor submissions against deadlines
• Investigate rejections and breaks
• Reconcile reported activity to trading records and repository data
• Define reporting data specification with Engineering and Data
• Build and run the control framework
• Drive reporting readiness and remediation
• Escalate material issues and support regulator notifications
• Manage relationships with repositories, ARMs and vendors
• Build a small team and train local compliance leads
• Support independent testing and regulator inquiries

Benefits

• Competitive total compensation package
• L&D programs and education subsidy
• Team building programs and company events