Regulatory Paralegal
Skills
About the Role
You will prepare, review, and submit regulatory filings and reports. You will coordinate subpoena responses and maintain documentation of regulatory correspondence and obligations. You will track deadlines and ensure timely completion of compliance tasks, support audits and regulatory inquiries, and collaborate with legal, compliance, and business teams. You will use document management and productivity tools, manage multiple priorities, and incorporate AI tools into workflows as appropriate.
Requirements
- Experience supporting regulatory filings, audits or compliance programs
- Strong organizational and project management skills
- Excellent written and verbal communication
- Proficiency with document management and productivity tools
- Demonstrated ability to work cross-functionally and manage multiple priorities
- Interest in or experience using AI tools in daily workflows
Responsibilities
- Prepare, review and submit regulatory filings and reports
- Coordinate subpoena response and documentation
- Maintain organized records of regulatory correspondence and obligations
- Track deadlines and ensure timely completion of compliance tasks
- Support audits, examinations and regulatory inquiries
- Collaborate with legal, compliance and business teams to gather information and resolve issues
Benefits
- Equity