Inbound Compliance Analyst (KYC)
Carta operates an intelligent platform for private capital markets, connecting data, workflows, and people across portfolio management, cap tables, fund administration, and tax services. It serves private equity firms, venture capital firms, private corporations, and limited partners.
About Carta
Carta provides a platform that helps players in private capital—including private equity firms, venture capital firms, private corporations, and limited partners—manage portfolios, move money, and model the future with unprecedented connectivity. Its offerings combine cutting-edge AI with expert human service, including cap table management, fund administration, tax services (such as Carta Fund Tax and QSBS attestation), 409A valuations, compliance, and reporting tools. The platform emphasizes real-time visibility, agentic intelligence for productivity, strategic modeling for scenario planning, and end-to-end collaboration between firms, companies, investors, and partners. Carta serves a large client base including over 1.7 million equity holders, 50,000+ companies, and 9,000+ funds and SPVs, with clients ranging from venture capital funds to global private corporations operating across multiple countries.
Skills
About the Role
You'll join the Inbound Compliance team, sitting at the front line of Carta's compliance function, managing the intake and resolution of KYC requests on behalf of leading asset managers and private equity firms. You'll work in a high-volume, client-facing environment where accuracy, speed, and regulatory fluency are essential. You'll own the full KYC request lifecycle, act as the primary point of contact for client KYC inquiries, review documentation for compliance with AML and KYC frameworks, and keep detailed, audit-ready records while staying current on evolving global regulations.
Requirements
- 1-2+ years of regulatory experience
- Working understanding of global KYC and AML frameworks and ability to apply them practically
- AML/KYC certifications (ICA, ACAMS) are a plus but not required
- Prior exposure to corporate banking, a legal service provider, or a fund compliance environment is a strong plus
- Familiarity with offshore jurisdictions like Cayman or Luxembourg is a plus
- Detail-oriented and able to manage a high volume of concurrent requests against tight deadlines
- Confident communicating with senior stakeholders and counterparties
- Proactive decision-making with minimal supervision
Responsibilities
- Own the KYC request lifecycle, managing intake, processing, and timely resolution of inbound KYC requests from clients and their counterparties
- Serve as the primary point of contact for client KYC inquiries, providing clear guidance on global KYC requirements
- Review and validate KYC documentation for completeness, accuracy, and compliance with AML, KYC, and applicable international frameworks
- Maintain accurate, up-to-date records of all KYC requests and documentation in Carta's systems
- Monitor evolving KYC and AML regulations globally and apply updated requirements to daily work
