Compliance Officer - Regulatory

Skills

About the Role

You will join the Regulatory Compliance team, contributing your expertise in advising on the set-up and realization of new projects while meeting regulatory requirements. You will assess impact and draft clear, hands-on advice on impact and implementation, taking into account the needs of the business. You will specialize in digital asset compliance and support the business in launching and scaling crypto-related and tokenized securities trading activities, while engaging directly with regulators, exchanges, and other stakeholders.

Requirements

• 5–8+ years of relevant experience in regulatory compliance within a financial markets environment
• University degree in Law, Business Administration, Finance, or a related field
• Strong and demonstrable knowledge of the European regulatory framework (Wft, MiFID II / MiFIR, EMIR, MAR, SSR, MiCAR, DORA, etc.)
• Proven experience in drafting and implementing compliance policies and procedures
• Experience interacting directly with regulators and managing regulatory inspections or audits
• Experience advising business stakeholders in a global financial or exchange-trading environment
• Strong understanding of financial instruments and financial markets
• Experience performing regulatory impact assessments and compliance risk analysis
• Strong interest in and affinity with Digital Assets
• High level of integrity, independence, and professional judgment
• Excellent communication skills, with the ability to influence and challenge senior stakeholders

Responsibilities

• Analyze existing and upcoming regulations and translate regulatory requirements into clear, practical business and control measures
• Lead the implementation of regulatory changes, ensuring alignment with trading strategies and operational processes
• Act as the primary senior compliance advisor to the Trading department on complex regulatory matters
• Own, maintain, and continuously enhance the regulatory compliance framework, with a focus on trading-related regulations
• Draft, review, and maintain compliance policies, procedures, and internal control documentation
• Provide independent challenge and second-line oversight to business initiatives and developments
• Lead and contribute to regulatory-driven business projects and strategic initiatives
• Specialize in digital asset compliance, advising on applicable regulatory frameworks such as MiCAR and the intersection with MiFID II
• Support the business in launching and scaling crypto-related and tokenized securities trading activities
• Engage directly with regulators, exchanges, and other regulatory stakeholders, including managing inquiries, inspections, and audits
• Conduct regulatory risk assessments and monitor ongoing compliance with regulatory obligations
• Develop and deliver regulatory and compliance training across the organization
• Support senior management with regulatory updates, impact assessments, and reporting
• Collaborate closely with the Team Lead Regulatory Compliance

Benefits

• Flow Academy and opportunities to attend domain-related conferences
• Daily catered lunch, great coffee, and a fully stocked kitchen and snack bar
• In-house Bar and Lounge with arcade, table tennis, billiards, and game consoles
• Company boat
• In-house gym and sessions with nutritionist or personal trainer
• Bi-weekly massages
• Annual company trip and a variety of events throughout the year
• Global rotations across offices worldwide
• Annual discretionary profit share
• Comprehensive benefits