Compliance Manager, Testing & Assurance
RockWallet is a self-custodial, multi-currency cryptocurrency wallet for buying, selling, swapping, sending, receiving, and holding digital assets. It targets crypto-curious and beginner users, while also offering an OTC trading desk for institutional and high-net-worth clients.
About RockWallet
RockWallet provides a secure, user-friendly mobile cryptocurrency wallet designed to make digital asset management accessible. Its app supports self-custody and guides users through buying, selling, swapping, sending, receiving, and storing a curated range of digital assets, with account recovery and customer support. RockWallet is registered with FinCEN as a Money Services Business and offers U.S. users services including ACH purchases where available. It also operates a premium OTC desk for institutional and high-net-worth clients seeking larger digital-asset trades, liquidity, competitive pricing, and dedicated support.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will lead Compliance Operations and the annual self-testing plan, establish testing methodologies and governance, use AI and data analytics to improve sampling and anomaly detection, document results and issues, track remediation, report compliance KPIs, support audits, and provide regulatory guidance across business lines.
Requirements
- Associate's degree in business or a related field, or equivalent experience
- 3-5 years of experience in compliance, self-testing, or risk assurance, including management responsibility
- CAMS or equivalent certification preferred
- Knowledge of BSA/AML requirements for MSBs and VASPs, including the PATRIOT Act, EDD, PEP, and OFAC screening
- Familiarity with consumer protection regulations
- Experience with automated transaction monitoring systems and compliance operations platforms
- Experience drafting and editing BSA/AML procedures and workflows
- Analytical, leadership, and written and verbal communication skills
- Ability to manage competing priorities in a fast-moving regulatory environment
- Ability to work independently
Responsibilities
- Serve as operational lead and second-in-command for Compliance Operations
- Guide Compliance team members and provide technical compliance expertise to business partners
- Build, review, revise, and execute the annual self-testing plan
- Set governance over testing methodologies, standards, sample sizing, documentation, and reporting
- Drive AI and automation opportunities across the self-testing program
- Use SQL, Python, and BI tools for sampling, trend analysis, and anomaly detection
- Document testing steps, results, and issues in workpapers and an observation log
- Track remediation plans through completion
- Report self-testing KPIs to Compliance management
- Partner with internal and external stakeholders to drive compliant solutions and respond to audit requests
- Communicate legal and regulatory requirements across business lines and provide compliance guidance
Benefits
- Work from home
- Work-life balance