Compliance Manager
eToro is a social investing platform for trading and managing stocks, ETFs, crypto and other assets.
Funding history
Projects
About eToro
eToro is a social investing platform (etoro.com) offering stocks, ETFs, crypto and other assets to retail users worldwide, with a real and long-standing crypto business (eToro Money crypto wallet).
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will support UK regulatory change, product governance, financial promotions, complaints, and compliance monitoring. You will build controlled, auditable AI-enabled workflows and translate complex regulatory requirements into practical policies, controls, and processes. You will advise on product design, review promotions, prepare regulatory updates, and escalate material risks.
Requirements
- 5+ years of relevant compliance experience within financial services, preferably in a regulated fintech, investment firm, or digital platform.
- Practical experience with AI, automation, data analysis, or workflow tools.
- Experience in regulatory change, policy development, compliance advisory, or product governance.
- Strong knowledge of UK regulations, including Consumer Duty, conduct risk, and customer-outcome principles.
- Ability to interpret complex regulatory requirements and turn them into practical controls and business processes.
- Strong judgment, independence, and confidence when advising and challenging senior stakeholders.
- Excellent written, verbal, and stakeholder-management skills.
- Ability to manage multiple priorities in a fast-paced environment.
- Experience with financial promotions, complaints, or digital assets and crypto is an advantage.
Responsibilities
- Build, operate, and quality-assure AI-enabled compliance workflows within a controlled and auditable framework.
- Support the assessment and implementation of UK regulatory developments, including the FCA cryptoasset regulatory regime.
- Translate regulatory requirements into practical policies, procedures, controls, and business requirements.
- Provide compliance input into product design, product reviews, target-market assessments, fair-value assessments, and customer outcomes.
- Develop and maintain compliance policies, monitoring plans, records, training, and guidance.
- Manage compliance involvement in Financial Ombudsman Service complaints and identify trends and root causes.
- Review and approve financial promotions and provide risk-based compliance advice.
- Prepare regulatory updates, management information, and briefing materials for senior stakeholders and governance forums.
- Challenge business teams constructively and escalate material or higher-risk matters.
