Compliance Advisor
Fidelity Investments is a privately held, Boston-headquartered financial services company providing investing, trading, retirement, wealth management, brokerage, workplace benefits, custody and clearing, and digital-asset services.
About Fidelity Investments
Fidelity serves individual investors, employers, wealth-management firms, institutions, innovators, and charitable donors through diversified financial-services businesses. Current offerings include brokerage and trading, mutual funds and exchange-traded products, retirement and workplace savings, financial planning and advice, wealth management, institutional custody and clearing, and crypto/digital-asset products.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will support compliance for managed retirement-plan record-keeper services. You will provide guidance throughout product and service lifecycles, identify and address regulatory risks, maintain procedures, support incidents and inquiries, manage compliance projects, monitor regulatory changes, and communicate recommendations and progress to internal partners.
Requirements
- Bachelor's degree or equivalent experience.
- Experience in retirement-plan operations, compliance, project management, risk management, or a related control function.
- Understanding of retirement-plan compliance requirements and regulatory agencies, including ERISA, the Department of Labor, and the Internal Revenue Service.
- Experience supporting workplace retirement products or services.
- Experience maintaining compliance policies, procedures, documentation, controls, job aids, or playbooks.
- Program or project management experience.
- Critical-thinking, analytical, interpersonal, influencing, written, and verbal communication skills.
- Experience with Microsoft Office and SharePoint.
Responsibilities
- Provide compliance guidance throughout product and service lifecycles.
- Identify compliance risks and translate requirements into practical recommendations.
- Support risk incidents through impact analysis, remediation, and stakeholder updates.
- Review, update, and maintain compliance procedures and process documentation.
- Communicate project status, issues, recommendations, and deliverables.
- Coordinate written responses to regulator, court, and internal inquiries.
- Provide decision support and escalate compliance issues when needed.
- Develop reporting to measure compliance-program effectiveness.
- Manage compliance projects, risks, dependencies, and stakeholder commitments.
- Monitor and disseminate new or modified regulatory requirements.
Benefits
- Fully paid parental leave.
- On-site health and wellness centers.
