Senior Risk and Compliance Manager
FNZ is a global wealth management platform provider.
Projects
About FNZ
FNZ describes itself as 'wealth's growth platform', providing a global, end-to-end wealth management platform that integrates modern technology, business operations, and investment operations within a regulated financial institution connected to a universe of investment products. The company serves banks, wealth managers, insurance companies, and asset managers, with over US$2.5 trillion in assets on platform and nearly 30 million end investors served through its clients. Its offerings span wealth management platforms, advisor tools and productivity solutions, asset management distribution, and trade and post-trade securities services, along with a data platform combining an Operational Data Store, Analytical Data Warehouse, and Aggregated Data Warehouse to power analytics, machine learning, and generative AI insights. FNZ has notable clients including Santander, Colonial First State (CFS), Vanguard, Aviva, and Swedbank, and in 2025 announced a global five-year strategic partnership with Microsoft to integrate Azure AI Foundry, Microsoft Fabric, GitHub Copilot, and Microsoft 365 Copilot across its platform and operations. FNZ is backed by major institutional shareholders including Caisse de dépôt et placement du Québec (CDPQ), CPP Investments, Generation Investment Management, and Motive Partners.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will provide independent second-line risk and compliance advice and challenge. You will monitor regulatory developments, oversee regulatory-change implementation, conduct compliance monitoring and control reviews, oversee incidents and remediation, support reporting, and advise on significant business and technology changes.
Requirements
- Risk and compliance experience in financial services
- Knowledge of Australian financial services regulation
- Wealth management, superannuation, platform, custody, or administration knowledge
- Second-line risk or compliance experience
- Compliance monitoring
- Control assurance
- Incident management
- Breach management
- Remediation
- Stakeholder management
- Written reporting
Responsibilities
- Provide independent second-line risk and compliance advice and challenge
- Develop and apply the compliance framework and regulatory-obligations management
- Monitor regulatory developments and assess their impact
- Oversee implementation of regulatory change
- Develop and deliver risk-based compliance monitoring
- Undertake second-line control reviews
- Oversee incidents, breaches, remediation, and reportability assessments
- Challenge risk and control assessments and treatment plans
- Provide risk and compliance input into business and technology change
- Report material risks, compliance issues, breaches, and regulatory developments
- Support client compliance reviews, assurance requests, and regulatory reporting