Senior Compliance Analyst
MicroVentures·6 hours ago
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MicroVentures is a full-service investment bank and equity crowdfunding platform that lets everyday investors put as little as $100 into highly vetted private companies. It serves both retail and accredited investors, offering equity crowdfunding, accredited/primary and secondary investments, and secondary trading in late-stage private stock.
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FundraisingDocumentation ReviewFinra Series 7Finra Series 63CrowdfundingSecAnalysisSecurities Act Of 1933Due DiligenceCapital RaiseRegulation A+Private PlacementInvestment Company Act Of 1940Investment Advisors Act Of 1940Regulation CfRegulation DComplianceSecurities RegulationSurveillanceWritten CommunicationPolicy DevelopmentOrganizationVerbal CommunicationFinra Series 24
