Compliance (Risk Management) Officer
Dunamu is a South Korean fintech and blockchain company, best known for operating Upbit, the country's largest digital asset exchange. The company also provides other financial services, including the 'Securities Plus' stock trading platform, and is committed to ESG initiatives, investor protection, and fostering the growth of the blockchain ecosystem through events like the Upbit Developer Conference (UDC).
Projects
About Dunamu
Dunamu is a leading South Korean financial technology company at the forefront of the blockchain and digital asset industry. Its flagship service is Upbit, South Korea's largest and first licensed virtual asset exchange, which provides a secure, transparent, and convenient trading environment with multiple ISO security certifications. Beyond the exchange, Dunamu offers a suite of services including Upbit NFT, a marketplace for non-fungible tokens; UBCI (Upbit Crypto Index), a digital asset index service for tracking market trends; and 'Securities Plus', a comprehensive investment platform for stocks. The company is deeply committed to social responsibility and sustainable growth through its ESG management, operating the Upbit Investor Protection Center to educate and safeguard investors, and hosting the annual Upbit Developer Conference (UDC) to foster the blockchain ecosystem. Through its investment arm, Dunamu & Partners, it actively invests in promising startups to further strengthen the industry.
Skills
About the Role
You will support the compliance officer in day-to-day duties and help build and operate the compliance monitoring system, including internal control standards, risk management standards, and the code of ethics. You will review whether business activities comply with relevant laws before they are carried out, and pre-screen advertising and content for regulatory compliance. You will work to prevent conflicts of interest and block the misuse of undisclosed material information. You will also respond to audits and requests from regulatory authorities, helping strengthen the internal control and risk management framework of a leading virtual asset exchange as it becomes subject to institutional regulation.
Requirements
- 7+ years of relevant experience
- Experience in compliance work within the financial industry
- Ability to lead work responsibly with self-direction
- Strong communication skills and collaborative attitude
- No history of disciplinary action at previous or current employer
- Experience directly performing financial institution supervision and inspection work preferred
- Experience or understanding of responding to regulatory authority inspections and audits preferred
- Experience or understanding of the virtual asset industry preferred
- Attorney license preferred
- Experience establishing or operating AI governance systems and compliance standards within the financial industry preferred
Responsibilities
- Support the compliance officer's duties
- Establish and operate the compliance monitoring system including internal control standards, risk management standards, and code of ethics
- Pre-check compliance with relevant laws for business activities
- Pre-review advertisements and content
- Prevent conflicts of interest
- Block misuse of undisclosed material information
- Respond to regulatory audits and requests