Compliance Advisor Supervisory Infrastructure
Fidelity Investments is a privately held, Boston-headquartered financial services company providing investing, trading, retirement, wealth management, brokerage, workplace benefits, custody and clearing, and digital-asset services.
Maintainer signals as of 9/2/2026
About Fidelity Investments
Fidelity serves individual investors, employers, wealth-management firms, institutions, innovators, and charitable donors through diversified financial-services businesses. Current offerings include brokerage and trading, mutual funds and exchange-traded products, retirement and workplace savings, financial planning and advice, wealth management, institutional custody and clearing, and crypto/digital-asset products.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will develop, maintain, and enhance written supervisory procedures, controls, and governance documentation. You will translate regulatory requirements into risk-based procedures, assess the control environment, monitor regulatory developments, facilitate cross-functional discussions, and document compliance activities and outcomes.
Requirements
- Have experience developing, reviewing, or maintaining policies, procedures, supervisory controls, or governance documentation in a regulated environment
- Develop clear and effective policies, procedures, and governance documentation
- Interpret, synthesize, and apply complex regulatory requirements and business information
- Manage stakeholders and influence outcomes across teams
- Manage multiple priorities with accuracy and attention to detail
- Facilitate meetings, gather feedback, and drive stakeholder alignment
- Work effectively across functions and organizational levels
- Apply problem-solving and continuous-improvement practices
Responsibilities
- Develop, maintain, and enhance written supervisory procedures, supervisory controls, and governance documentation
- Translate regulatory requirements into risk-based procedures
- Assess and strengthen the supervisory control environment
- Identify opportunities to simplify processes and improve oversight
- Modernize the written supervisory procedure framework
- Monitor regulatory and industry developments
- Provide guidance on supervisory practices, controls, and regulatory expectations
- Facilitate cross-functional discussions and working sessions
- Manage multiple priorities while maintaining accurate documentation
- Document compliance activities, decisions, feedback, and outcomes
Benefits
- Fully paid parental leave
- On-site health and wellness centers