AVP, Compliance Advisory

Skills

About the Role

You will provide advice, guidance, research and training on the regulatory landscape locally and globally. You will apply sound regulatory and commercial judgment, ensure the business complies with relevant regulations, help build a risk management culture, work with stakeholders on best practices, and support program and policy writing, training and testing, monitoring, investigation, reporting and communication.

Requirements

• At least five years of compliance, legal or related work
• Bachelor's degree in Legal Management, Finance, or related courses
• Understanding of Philippine Laws, especially Banking Laws, Anti-Money Laundering Act, Commercial Law
• Ability to understand and analyze contracts
• Understanding of Manual of Regulation for Non-Banking Financial Institutions and BSP Circulars
• Working knowledge of virtual assets, blockchain, fintech business models
• Preferred: license to practice law, Strategic Compliance for Banking Industry, Certified AML Specialist, Certified Risk Analyst

Responsibilities

• Provide advice, guidance, opinions, research, and training on the regulatory landscape
• Exercise sound regulatory and commercial judgment in resolving issues
• Ensure the business complies with relevant regulations
• Help enable a risk management culture within business units
• Work with stakeholders to ensure best practices are followed
• Support program and policy writing and implementation
• Support compliance training and testing
• Support monitoring, investigation and reporting
• Support communication and information dissemination
• Perform other tasks requested by Management