AML Compliance Analyst

Skills

About the Role

You will oversee and implement AML and CTF compliance activities for the DCM and DCO. You will maintain policies and controls, assess financial-crime risks, manage transaction monitoring and KYC processes, deliver training, coordinate regulatory examinations, and update procedures for regulatory changes.

Requirements

• Bachelor's degree in Finance, Law, Business, or a related field; an advanced degree is preferred.
• 2+ years of AML and CTF experience in financial services.
• Exposure to derivatives, futures, or commodities markets.
• Knowledge of CFTC rules and regulations applicable to DCMs and DCOs.
• Understanding of the Bank Secrecy Act, FinCEN requirements, and the United States AML regulatory framework.
• Experience with AML transaction-monitoring systems and KYC/CDD processes.
• Analytical, investigative, and problem-solving skills.
• Communication skills for working with regulators, senior management, and operational teams.

Responsibilities

• Develop, implement, and maintain AML and CTF policies, procedures, and internal controls.
• Conduct periodic risk assessments for money-laundering and terrorist-financing risks.
• Oversee transaction monitoring, suspicious-activity detection, reporting, and AML record retention.
• Manage KYC and enhanced due diligence for high-risk participants.
• Monitor ongoing customer activity for unusual or suspicious behavior.
• Develop and deliver AML and CTF training programs.
• Serve as the primary contact for AML inquiries from regulators and law enforcement.
• Coordinate regulatory examinations and audits.
• Monitor regulatory changes and update AML policies and procedures.

Benefits

• Equity
• Unlimited PTO
• Health coverage
• Vision coverage
• Dental coverage
• 401k match
• Hardware setup including a MacBook Pro, display, and accessories