Junior Regulatory Consultant
Crypto derivatives trading firm and market maker headquartered in Singapore.
About QCP Capital
QCP Capital (qcp.capital) is a Singapore-based crypto derivatives trading firm and market maker, founded 2017, providing OTC trading, market making and asset management for digital assets.
Skills
Candidate Availability
Required and preferred rules are kept separate and reflect the wording in the original posting.
About the Role
You will support senior consultants in delivering outsourced compliance and AML/CTF services to UAE-based financial institutions. You will prepare, review, and coordinate documentation for regulatory filings, license applications, and ongoing compliance submissions. You will liaise with client teams to collect information, clarify requirements, and ensure timely completion of deliverables. You will conduct regulatory research and prepare summaries on relevant rules, guidance, and supervisory expectations in the UAE. You will assist senior consultants during on-site work by preparing materials, tracking issues, and following up with stakeholders. You will maintain client compliance calendars, risk registers, and AML/CTF documentation, and contribute to the preparation of internal playbooks, methodologies, and best practices for outsourced compliance and MLRO services.
Requirements
- 2–5 years of experience in Compliance or AML/CTF in a financial institution or digital assets firm, or in supervision, authorisation, or AML/CFT at a financial regulator
- Direct experience with common law or English-law-based regulatory frameworks; UAE regulatory exposure is a plus
- Working knowledge of compliance monitoring, KYC/CDD, transaction monitoring, and reporting obligations
- Strong writing skills and ability to produce clear, well-structured compliance documentation
- Comfortable handling detailed, process-oriented regulatory compliance work
- Proactive, organized, and able to manage multiple deliverables with tight timelines
- Willingness to learn the UAE regulatory environment
- Strong stakeholder-management skills across time zones and cultures
- Interest in regulatory advisory, compliance, and AML/CTF in cross-border contexts
- High integrity, professional maturity, and sensitivity to confidential information
Responsibilities
- Support senior consultants in delivering outsourced compliance and AML/CTF services to UAE-based financial institutions
- Prepare, review, and coordinate documentation for regulatory filings, license applications, and ongoing compliance submissions
- Liaise with client teams to collect information, clarify requirements, and ensure timely completion of deliverables
- Conduct regulatory research and prepare summaries for senior consultants on relevant rules, guidance, and supervisory expectations in the UAE
- Assist senior consultants during on-site work by preparing materials, tracking issues, and following up with stakeholders
- Maintain client compliance calendars, risk registers, and AML/CTF documentation
- Contribute to the preparation of internal playbooks, methodologies, and best practices for outsourced compliance and MLRO services
