Compliance Analyst
Skills
About the Role
As a Compliance Analyst, you will play a crucial role in supporting content generation while protecting clients from potentially sensitive information. You will gain extensive knowledge of Tegus' cutting edge compliance program to facilitate the review of expert call transcripts. This role is fast-paced, so your agility and ability to work under a tight deadline are key.
Requirements
- 1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar is preferred, but not required
- Acute attention to detail and strong reading comprehension with proofreading, drafting, and investigative/research experience
- Ability to effectively prioritize tasks, manage time, and remain highly organized while working independently
- Ability to adapt quickly to changing priorities and contribute to innovative solutions in a dynamic, fast-paced environment
Responsibilities
- Review expert call transcripts to detect and resolve instances of material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards
- Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with sourcing guidelines as necessary
- Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain
- Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment
- Perform administrative tasks, including inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, while identifying opportunities to improve operational efficiency
Benefits
- Performance-based bonus
- Equity
- Generous benefits program